DIVISION OF LEGISLATIVE SERVICES  
        VIRGINIA LEGISLATIVE ISSUE BRIEF  
        Number 32                             
        July 2003 
        
      The 
        Use of Race in Higher  
        Education Admissions:
      The 
        University of Michigan Receives  
        Two Different Results
      Norma E. Szakal, Senior 
        Attorney 
        Brenda H. Edwards, Senior Research Associate
      Introduction 
       Breaking a 25-year 
        silence almost to the day, the Supreme Court of the United States announced, 
        on June 23, 2003, two much-anticipated decisions relating to affirmative 
        action and the use of race in higher education admissions. Both decisions 
        related to the University of Michigan-one to the admissions procedure 
        used in the undergraduate school (Gratz et al. v. Bollinger et al.) 
        and the other to the admissions policy of the law school (Grutter v. 
        Bollinger et al.). The two admissions procedures reviewed by the Court 
        presented very different approaches to the use of race as a factor in 
        higher education admissions; thus, the resulting split decisions, although 
        contrasting and controversial, are not unexpected. Much of language in 
        the many opinions in the two cases was based on the Court's opinion in 
        Regents of the University of California v. Bakke.  
      Bakke: A Landmark 
        Without a Majority1
       On June 28, 1978, 
        the Court announced its decision on Regents of the University of California 
        v. Bakke, the sole other example of its consideration of race in higher 
        education admissions procedures. Bakke related to the two-pronged 
        admissions program of the medical school of the University of California 
        at Davis-a regular process for Caucasians and a special process for minorities. 
        Applicants who indicated minority status (Blacks, Chicanos, Asians, and 
        American Indians) were reviewed by a different committee than applicants 
        assigned to the regular process. Although many of the criteria used in 
        both the regular and the special admissions programs were the same, some 
        exceptions were allowed for minority applicants. For example, majority 
        candidates were required to have at least a 2.5 undergraduate GPA, the 
        minority candidates were not. Sixteen places in the 100-member freshman 
        class were reserved for minority admissions. Thus, although highly qualified 
        applicants of all races were admitted through the regular process, at 
        least 16 members of minority groups were awarded admission. 
       The Court held that 
        the special admissions policy was invalid under several rationales; however, 
        the use of race as one factor to be considered was not prohibited. The 
        Bakke opinion, although still considered "landmark" in 
        its reach, was unique in that, although five justices found the special 
        admissions program to be invalid, they arrived at this conclusion through 
        completely different reasoning. Justice Powell's opinion, which "announced 
        the Court's judgment" was based on constitutional analysis that found 
        the special admissions process to be a violation of the Equal Protection 
        Clause of the Fourteenth Amendment. His opinion was not joined by any 
        other judge. Four other justices agreed that the special admissions program 
        was impermissible as a violation of Title VI of the Civil Rights Act of 
        1964 "by excluding Bakke from the medical school because of his race." 
        The other four justices filed various, mostly dissenting opinions, although 
        all seemed to agree the race could be considered in admissions processes. 
       In Bakke, 
        Justice Powell called for "strict scrutiny" of race classifications, 
        requiring a compelling governmental interest to sanction such preferences 
        and narrowly tailored remedies that avoid "stigmatization" and 
        do not heavily burden the individuals who do not belong to the preferred 
        race. He found that the university had a "compelling interest" 
        in promoting diversity through consideration of race if "the program's 
        racial classification [was] necessary to promote this interest." 
        He did not, however, find the university's "fixed number of places" 
        to be a necessary means toward "the satisfaction of a compelling 
        interest in diversity." Justice Powell concluded that "[t]he 
        fatal flaw in petitioner's preferential program is its disregard of individual 
        rights as guaranteed by the Fourteenth Amendment."  
       In his Bakke 
        opinion, Justice Powell called for an individualized evaluation of each 
        applicant's qualifications and characteristics, which he agreed could 
        include consideration of race as one factor, "without the factor 
        of race being decisive." In the opinion, he referred to the admissions 
        program developed at Harvard, which provided for such an evaluation of 
        each individual. He referred to "a properly devised admissions program 
        involving the competitive consideration of race and ethnic origin." 
        He noted that race could be a "plus" for an individual. As recognized 
        in the Michigan opinions, institutions of higher education across the 
        country have sought to pattern their admissions policies to Justice Powell's 
        opinion; however, courts have been stressed to interpret Bakke 
        and its lack of a single majority rationale. 
      Gratz v. Bollinger: 
        Michigan's Undergraduate Admissions Process2
       The University of 
        Michigan's undergraduate school admissions procedure evolved from 1995 
        (the year from which Jennifer Gratz was eventually denied admission) to 
        2002. The revisions were, however, more a matter of form than substance, 
        with all versions providing underrepresented minorities who had the same 
        credentials as nonminority applicants with preferential treatment. 
       All of the undergraduate 
        admissions program versions used a broad set of criteria for evaluating 
        applicants, such as high school quality, curriculum strength, standardized 
        test scores, unusual circumstances, the place of residence, and any alumni 
        relationships. For 1994 through 1996, this process included an initial 
        review and the calculation of a rating called a "GPA 2," then 
        the factoring of the applicant's rating into a table according to categories 
        or groups-out-of-state minority, in-state minority, out-of-state non-minority, 
        and in-state non-minority. Depending on the group into which the applicant 
        was placed, the result could be different, with minority applicants with 
        ratings identical to non-minority applicants being accorded admission 
        and the non-minority applicants being denied admission. The rating system 
        was revised in 1997 to include added points when the applicant had "unusual 
        circumstances." Unusual circumstances included minorities, socioeconomically 
        disadvantaged, high schools with large populations of underrepresented 
        minorities, and requests for admission to programs in which the applicant 
        was an underrepresented minority. From 1995 to 1998, underrepresented 
        racial or ethnic minorities were also given preferences for early admission 
        on the theory that early admission led to enrollment more frequently and 
        special consideration for "protected seats" when applying late 
        in the rolling admissions process. 
       The revised procedure 
        that has received the most attention in this case was initiated in 1998 
        and consisted of a "selection index" with a maximum score of 
        150 points. Applicants with at least 100 points were admitted. Every application 
        was reviewed for certain credentials, such as grade point average, high 
        school quality, curriculum strength, in-state/out-of-state status, relationships 
        with alumni, scores on standardized tests, essay quality, achievement, 
        and leadership. Various characteristics were awarded varying points. Underrepresented 
        racial or ethnic minorities and other identifiable groups, such as athletes 
        and lower socioeconomic candidates, were automatically awarded 20 points 
        by virtue of being in the particular group-the largest number of points 
        awarded for any characteristic. In 1999, the selection index was continued 
        and a special committee was established ostensibly to add a layer of individual 
        review of applicants who appeared to be able to succeed at the university, 
        had some minimum selection index score, and had specific characteristics, 
        such as high class rank, unique life experiences, socioeconomic disadvantage, 
        or underrepresented minority or geography of residence. Admissions personnel 
        could identify or "flag" an application for the special committee's 
        review. The special committee could then make a recommendation on the 
        application. 
      Grutter v. Bollinger 
        The Law School's Admissions Program3
       The law school's 
        policy for consideration of race in admissions was written in 1992 by 
        a faculty committee. The goal was to obtain "a mix of students with 
        varying backgrounds and experiences who will respect and learn from each 
        other" while complying with the Supreme Court's 1978 decision in 
        Regents of University of California v. Bakke-the only previous 
        decision relating to the use of race in higher education admissions.  
       In contrast to the 
        undergraduate procedure, the law school's admissions policy is not based 
        on numbers or ratings and does not provide specific preferences. The law 
        school states that it looks at all credentials, including the traditional 
        ones-undergraduate grade point average, score on the Law School Admissions 
        Test (LSAT), essay detailing how the applicant could contribute to the 
        law school intellectually and socially, recommendations, undergraduate 
        institution quality, essay quality, and undergraduate curriculum difficulty. 
        The law school also looks for diversity factors. The emphasis is on academic 
        achievement, and "no applicant should be admitted unless we expect 
        that applicant to do well enough to graduate with no serious academic 
        problems." However, neither high nor low GPAs and LSAT scores are 
        said to dictate automatic decisions. 
       Diversity is not 
        designated as only racial or ethnic, but may include any number of factors 
        that may contribute to diversity on campus. The law school avers that 
        race is just one consideration among many factors. Although no diversity 
        characteristics are designated as eligible for "substantial weight," 
        the law school acknowledges a commitment to including underrepresented 
        minorities, specifically African-Americans, Hispanics, and Native Americans. 
        The policy is described in terms of ensuring a "critical mass" 
        of such students through admission of meaningful numbers, without any 
        set-asides for numbers of students or ratings. "Critical mass" 
        is an undefined number that prevents stigmatization and provides a kind 
        of comfort zone, so that the individual does not feel like a spokesperson 
        for a race or group and does not have a sense of being alone in the environment. 
      Granting of Certiorari
       While the Grutter 
        case (law school) was already before the Sixth Circuit Court of Appeals, 
        the District Court delivered its opinion on the Gratz case, invalidating 
        the undergraduate admissions policy from 1995 to 1998 and validating the 
        program for 1999 and 2000. Both sides appealed some parts of the District 
        Court decision. The Gratz and Grutter cases were heard by 
        the Sixth Circuit Court of Appeals on the same day. At a later date, the 
        Court's decision in Grutter was announced, upholding the law school's 
        admissions policy, while various matters were still pending on the Gratz 
        case before the Circuit Court. In a somewhat unusual move, the Supreme 
        Court granted certiorari to both of the cases, without a decision from 
        Sixth Circuit Court of Appeals on the Gratz case, "so that 
        [the] Court could address the constitutionality of the consideration of 
        race in university admissions in a wider range of circumstances."4 
       In Grutter, 
        Justice O'Connor, speaking for the Court, stated that certiorari was granted 
        "to resolve the disagreement among the Courts of Appeals on a question 
        of national importance: Whether diversity is a compelling interest that 
        can justify the narrowly tailored use of race in selecting applicants 
        for admission to public universities."5 
      The Gratz Opinion: 
        Michigan's Undergraduate 
        Admissions Policy Impermissible
       This class action 
        suit was brought by two Caucasian residents of Michigan, both of whom 
        were denied admission to the university's undergraduate programs. The 
        petitioners complained of violations of the Equal Protection Clause of 
        the Fourteenth Amendment, Title VI of the Civil Rights Act, and 42 U.S.C. 
        ?1981. 
       Section 1 of the 
        Fourteenth Amendment relates to the rights of citizens that may not be 
        abridged by states; the Equal Protection Clause (the last clause in this 
        section) declares that "[n]o State shall . . . deny to any person 
        within its jurisdiction the equal protection of the laws." 
       Title VI at 42 U.S.C. 
        ?2000d reaffirms the Equal Protection Clause, providing that "[n]o 
        person in the United States shall, on the ground of race, color, or national 
        origin, be excluded from participation in, be denied the benefits of, 
        or be subjected to discrimination under any program or activity receiving 
        federal financial assistance." 
       Section 1981, an 
        older civil rights law, relates to the right and sanctity of contracts, 
        due process, and equal protection, stating "[a]ll persons within 
        the jurisdiction of the United States shall have the same right in every 
        State and Territory to make and enforce contracts, . . . and to the full 
        and equal benefit of all laws and proceedings for the security of persons 
        and property as is enjoyed by white citizens."  
      The Court's Opinion
       Chief Justice Rehnquist 
        wrote the opinion of the Court which finds the undergraduate procedure 
        in place from 1999 to 2000 to be in violation of the Equal Protection 
        Clause, Title VI and Section 1981.6 
       The consideration 
        of race has been allowed when remedying the effects of past discrimination 
        by the Supreme Court and when national security is implicated. The Court 
        has required that the government show a compelling interest that can only 
        be met through the use of race and that the means employed to satisfy 
        the compelling interest has been narrowly drawn. The petitioners in Gratz 
        maintained that the university's interest in obtaining and maintaining 
        a diverse student body was not strong enough or specific enough to be 
        a compelling interest that could be remedied through a narrow means. In 
        the alternative, the petitioners also maintained that the admissions policy 
        of the undergraduate school was not tailored in a narrow way to achieve 
        the university's interest in diversity. The petitioners argued that Justice 
        Powell's opinion in Bakke would not allow the university's undergraduate 
        admissions program, which requires individual evaluations and prohibits 
        quotas or decisive preferences. Of course, the respondents (the university) 
        argued just the opposite, noting their belief that the undergraduate admissions 
        process was consistent with the Harvard policy on which Justice Powell 
        based so much of his Bakke opinion. 
       Referring to the 
        Grutter decision, the Chief Justice acknowledged that the Supreme 
        Court had recognized that achieving diversity in its student body was 
        a compelling state interest. Quoting from Adarand Constructors, Inc. 
        v Pena, he declared that "all racial classifications reviewable 
        under the Equal Protection Clause must be strictly scrutinized."7 
        Strict scrutiny is indicated regardless of which races are benefited or 
        burdened. The Court found that the undergraduate policy "which automatically 
        distributes 20 points, or one-fifth of the points needed to guarantee 
        admission, to every single 'underrepresented minority' applicant solely 
        because of race, is not narrowly tailored to achieve the interest in educational 
        diversity that respondents claim justifies their program." 
       The Court also found 
        that the practice of awarding the 20 points for race precluded individualized 
        evaluation, terming this rating system "a factual review of an application 
        to determine whether an individual is a member of one of these minority 
        groups." The award of the 20 points rendered race decisive "for 
        virtually every minimally qualified underrepresented minority applicant." 
        The Chief Justice did not find any credence in the fact that the special 
        committee could review applications in an individualized manner after 
        the applications had been "flagged." The record did not appear 
        to evince an individual evaluation as any thing but an exception to the 
        general rule. 
       Chief Justice Rehnquist 
        dismissed the university's contention that the administrative burden of 
        performing an individual assessment of each application was too great, 
        noting that administrative burdens do not justify constitutionality for 
        an "otherwise problematic system." Because the remedy to achieve 
        "the compelling interest of a diversity is not narrowly tailored 
        . . ., the admissions policy violates the Equal Protection Clause of the 
        Fourteenth Amendment." He also announced that the undergraduate program 
        was in violation of Title VI and Section 1981 and remanded the case to 
        the District Court for consideration of liability. 
      Concurring and Dissenting 
        Opinions
       The difficulties 
        in decisions on the consideration of race in any government setting can 
        be seen by the variety of opinions in this case and Grutter.8 
        Justice O'Connor delivered a concurring opinion in this case, in which 
        Justice Breyer joined except for one sentence-the last one, stating agreement 
        with the Court's decision to reverse the District Court's decision that 
        the 1999 to 2000 undergraduate process was upheld. 
       Justice Thomas also 
        filed a concurring opinion in which he primarily speaks to the Grutter 
        decision, concerns about impermissible "racial balancing," and 
        his opinion that the two decisions would not allow discrimination "between 
        the groups constituting the critical mass."  
       Justice Breyer delivered 
        a one-paragraph opinion, concurring in the Court's judgment, but not in 
        the opinion, and concurring with almost all of Justice O'Connor's concurring 
        opinion and a part of Justice Ginsburg's dissenting opinion (although 
        he does not dissent in the judgment).  
       Justice Stevens, 
        joined by Justice Souter, filed a dissenting opinion relating to the standing 
        of the petitioners vis-à-vis this class-action and prospective 
        injunctive relief. He states that the petitioners did not suffer "threat 
        of imminent future injury" because they had both enrolled in other 
        schools and graduated. Therefore, he opines, the petitioners had no standing 
        to seek injunctive relief to protect third persons from similar injuries. 
         
       Justice Souter, 
        joined in part by Justice Ginsburg, dissented, also noting the problems 
        with standing and threat of injury. He also would uphold the undergraduate 
        admissions system, which he does not find to be a quota that "insulate[d] 
        all non-minority candidates from competition for certain seats." 
        He states that the program allows "all applicants [to] compete for 
        all places and values an applicant's offering for any place not only on 
        grounds of race, but on grades, test scores, strength of high school, 
        quality of course of study, residence, alumni relationships, leadership, 
        personal character, socioeconomic disadvantage, athletic ability, and 
        quality of a personal essay." Justice Souter also avers that "Justice 
        Powell's plus factors necessarily are assigned some values." He ends 
        by stating that, if the petitioners had proper standing, he would uphold 
        the District Court's opinion that the university's current system is constitutional. 
       Justice Ginsburg, 
        joined in part by Justice Souter, strongly dissents to the Court's opinion 
        in language on the "not far distant from overtly discriminatory past, 
        and the effects of centuries of law-sanctioned inequality [that remains] 
        painfully evident in our communities and schools." Within this opinion, 
        Justice Ginsburg notes that racial considerations have been found to be 
        allowable when "advanced to 'correct inequalities.'" She states 
        that, because racial discrimination is still active, institutions of higher 
        education will "seek to maintain their minority enrollment-and the 
        networks and opportunities thereby opened to minority graduates-whether 
        or not they can do so in full candor through adoption of affirmative action 
        plans of the kind here at issue." She ends by expressing the opinion 
        that Michigan's policy is "preferable to achieving similar numbers 
        through winks, nods, and disguises." She too would uphold the District 
        Court's opinion that the university's current system is valid. 
      The Grutter Decision: 
        The Law School's System is Upheld
      The Court's Opinion
       Justice O'Connor 
        delivered the Court's opinion in this case. She was joined by Justices 
        Stevens, Souter, Ginsburg, and Breyer. This suit was brought by Barbara 
        Grutter, a Caucasian residing in Michigan who was refused admission to 
        the law school although she had a 3.8 GPA and 161 score on the LSAT. This 
        is also a class action suit. Unlike the Gratz situation, the issue 
        of standing does not seem to be contested.9 
       Petitioner claims 
        that she was rejected because race is used as a "predominant" 
        criteria for admission, thereby providing members of minority groups with 
        greater chance of admission. She also asserts that the law school has 
        "no compelling interest to justify their use of race in the admissions 
        process."  
      After describing 
        the law school's admissions policy and its consideration of "critical 
        mass," Justice O'Connor listed the "soft variables" that 
        are considered in the admissions process. She speaks to broad array of 
        diversity that the law school recognizes and acknowledges the "Law 
        School's long-standing commitment to 'one particular type of diversity,' 
        that is racial and ethnic diversity with special reference to the inclusion 
        of students from groups which have been historically discriminated against, 
        like African-Americans, Hispanics and Native Americans, who without this 
        commitment might not be represented in our student body in meaningful 
        numbers." She designates this policy as "seek[ing] to guide 
        admissions officers in producing classes both diverse and academically 
        outstanding, classes made up of students who promise to continue the tradition 
        of outstanding contribution by Michigan Graduates to the legal profession." 
         
       Trial testimony 
        provided evidence that admissions personnel were under no direction to 
        admit any percentages or numbers of minorities and were told to consider 
        race as one element. It was also noted that "daily reports" 
        of the racial and ethnic composition of the admissions were distributed 
        and consulted to ensure that a "critical mass" of minority students 
        would be admitted "so as to realize the educational benefits of a 
        diverse student body." 
       The meaning of "critical 
        mass" was addressed in questions during oral argument and in the 
        Court's opinion. "Critical mass" is said to mean enough people 
        to "encourage underrepresented minority students to participate in 
        the classroom and not feel isolated." Testimony also indicated that 
        consideration of race varied from "no role" to "determinative." 
       Reports were submitted 
        at the trial level to support the benefits of diversity to the educational 
        process and to the promotion of tolerance among students and society. 
       The District Court 
        decision struck down the law school's use of race in admissions in order 
        to obtain diversity as not being compelling under Bakke and not 
        being a remedy for past wrongs. The lower court also noted that even if 
        diversity was a compelling interest, the law school's use of race was 
        not narrowly tailored to achieve such interest. The Sixth Circuit Court 
        of Appeals reversed the District Court, holding that Justice Powell's 
        solo decision in Bakke was binding precedent and that the Bakke 
        decision did hold diversity to be a compelling interest. The Sixth Circuit 
        applied Bakke as "the controlling rationale" and found 
        the law school's race-conscious admissions policy to consist of a "plus" 
        and to be almost identical to the Harvard policy so touted by Justice 
        Powell in Bakke. 
       Justice O'Connor, 
        after recognizing the importance of Bakke as the only other Supreme 
        Court opinion on race as a consideration in higher education admissions, 
        discussed Justice Powell's opinion in great detail. She detailed the concepts 
        that were rejected by Justice Powell: achieving racial balance, remedying 
        societal discrimination, and increasing minority representation in the 
        medical profession. Justice Powell allowed the medical school's interest 
        in achieving a diverse student population, but noted that "individual 
        rights may not be disregarded." Under Justice Powell's Bakke rationale, 
        race must be one factor in a complete range of criteria and not just "ethnic 
        diversity." Many qualifications/characteristics must be considered. 
       Although Justice 
        O'Connor did not declare Justice Powell's opinion in Bakke to be 
        "binding precedent" on behalf the Court, the Court did "endorse 
        Justice Powell's view that student body diversity is a compelling state 
        interest that can justify the use of race in university admissions." 
       Quoting the Equal 
        Protection Clause, the Court emphasized the need to apply strict scrutiny 
        to any and all racial classifications. Therefore, the compelling state 
        interest in achieving a diverse student body can only be satisfied through 
        a narrowly tailored means. The Court also wishes to "dispel the notion 
        that . . . our affirmative-action cases decided since Bakke . . 
        .suggest that remedying past discrimination is the only permissible justification 
        for race-based governmental action." The Court goes on to defer to 
        the law school in its educational judgment that diversity is essential 
        "to its educational mission" and to recognize the importance 
        of academic freedom. The Court stated: "Our conclusion that the Law 
        School has a compelling interest in a diverse student body is informed 
        by our view that attaining a diverse student body is at the heart of the 
        Law School's proper institutional mission, and that 'good faith' on the 
        part of a university is 'presumed' absent a showing to the contrary." 
       The Court again 
        stresses the educational benefits of diversity and cites various amici 
        curiae concerning the necessity of having an educated and diverse 
        leadership from the military and American businesses and the educational 
        significance of an open and inclusive system, particularly in higher education. 
       Having found the 
        law school to have a compelling interest in considering race in admissions, 
        the Court then analyzes whether the means to achieve this interest is 
        narrow enough to satisfy strict scrutiny. The Court emphasizes that a 
        permissible system must not "insulate" any groups from competition, 
        must not be quotas, must not provide separate methods for decision making, 
        and must be flexible in considering "all pertinent elements of diversity 
        in light of the particular qualifications of each applicant." The 
        Court acknowledges, however, that race, as Justice Powell has opined, 
        may be used as a "plus." 
       The Court decided 
        that the goal of achieving diversity through admitting a "critical 
        mass" of minorities is not a quota system. The Court discounts the 
        "daily reports" and any hint that the law school's consideration 
        of race is anything but part of a flexible continuum of factors as well 
        as a broad array of diversity characteristics. The law school's consideration 
        of race is accomplished within an individualized evaluation of each applicant's 
        qualifications, without any "mechanical, predetermined diversity 
        'bonuses' based on race or ethnicity." 
       The Court discusses 
        race-neutral means of achieving diversity, such as lotteries, top percentages 
        of graduating classes, and the argument that such means could have been 
        utilized with meaningful results. However, the Court does not agree and 
        finds that "[n]arrow tailoring does not require exhaustion of every 
        conceivable race-neutral alternative." The Court also finds that 
        the law school does not have to "choose between maintaining a reputation 
        for excellence or fulfilling a commitment to provide educational opportunities 
        to members of all racial groups." 
       The Court does not 
        give the law school an open-ended approval, however. The Court reminds 
        the law school of its continuing scrutiny and that any use of race in 
        admissions must be "limited in time." The law school is reminded 
        to review the necessity for the use of race and told that its word that 
        it would like to "terminate its race-conscious admissions program 
        as soon as practicable" is taken at face value. The Court places 
        its own time limitation on these programs, stating "[w]e expect that 
        25 years from now, the use of racial preferences will no longer be necessary 
        to further the interest approved today." 
       In closing, the 
        Court finds that the law school's use of race in its admissions process 
        does not violate the Equal Protection Clause as it is narrowly tailored 
        to fulfill its compelling interest of diversity and the benefits to education 
        that "flow" from such diversity. Since there is no Equal Protection 
        violation, the Title VI and Section 1981 claims also fail. Thus, the Sixth 
        Circuit Court of Appeals decision in Grutter is affirmed. 
      Concurring and Dissenting 
        Opinions
      Five other opinions, 
        concurring or dissenting in various degrees, were also issued.10 
       Justice Ginsburg, 
        joined by Justice Breyer, issued a concurring opinion, which focused on 
        the time limitation and the continued existence of racial discrimination 
        and its invidious effects on people and society. In an apparent effort 
        to soften the time constraints in the Court's opinion Justice Ginsburg 
        ends by stating "from today's vantage point, one may hope, but not 
        firmly forecast, that over the next generation's span, progress toward 
        nondiscrimination and genuinely equal opportunity will make it safe to 
        sunset affirmative action."  
      Justice Scalia, joined, 
        in part, by Justice Thomas, opined that "the University of Michigan 
        Law School's mystical 'critical mass' justification for its discrimination 
        by race challenges even the most gullible mind." He notes the admissions 
        statistics as showing "racially disproportionate admissions." 
        Justice Scalia agrees with Justice Thomas's opinion that Michigan's real 
        interest is in "maintaining a 'prestige' law school whose normal 
        admissions standards disproportionately exclude blacks and other minorities." 
        He refers to the benefits in terms of racial understanding and good citizenship 
        as "a lesson of life rather than law." Justice Scalia states 
        that the Grutter-Gratz split double-header "seems perversely 
        designed to prolong the controversy and the litigation." Some examples 
        of possible future litigation include educational benefits of diversity 
        in specific circumstances, the good faith stretching of "critical 
        mass" into a de-facto quota system, and whether racially diverse 
        systems will tolerate minority-only student groups or housing. 
       Justice Scalia ends 
        his dissent by declaring: "The Constitution proscribes government 
        discrimination on the basis of race, and state-provided education is no 
        exception." 
       Justice Thomas, 
        joined, in part, by Justice Scalia, begins by quoting from the very dramatic 
        and poetic speech of Frederick Douglass known as "What the Black 
        Man Wants: An Address Delivered in Boston, Massachusetts, on 26 January 
        1865." The tone of the speech is basically "Don't do us any 
        favors. Leave us alone and let us stand tall to do our best." Justice 
        Thomas finds the law school's race-conscious admissions policy is "an 
        exclusionary admissions system that it knows produces racially disproportionate 
        results." He agrees with the Court in some limited respects (e.g., 
        "that racial discrimination will be illegal in 25 years"). He 
        states, however, that he believes "that the Law School's current 
        use of race violates the Equal Protection Clause and that the Constitution 
        means the same thing today as it will in 300 months." He finds the 
        law school's rationale for the use of race in admissions lacking in the 
        seriousness needed to be a compelling state interest and characterizes 
        the majority opinion as a "we know it when we see it" approach 
        to evaluating state interest that is not capable of judicial application. 
        He states that the law school has no compelling interest in existing, 
        that legal education is not a compelling public need, and that maintaining 
        an elite law school is certainly not a compelling necessity. He quotes 
        statistics relating to the number of Michigan graduates who stay (a small 
        percentage) and leave (a high percentage) the state after graduation to 
        substantiate that the law school is not serving "the people of Michigan 
        or any cognizable interest of the State of Michigan." 
       Justice Thomas is 
        unmoved by the majority's deference to the law school and academic freedom. 
        He feels that racially conscious admissions systems such as the law school's 
        could "impede the narrowing of the LSAT testing gap" by providing 
        a disincentive for minorities to prepare for the test as carefully as 
        white applicants have. He ends by observing: "It has been nearly 
        140 years since Frederick Douglass asked the intellectual ancestors of 
        the Law School to '[d]o nothing with us!' and the Nation adopted the Fourteenth 
        Amendment. Now we must wait another 25 years to see this principle of 
        equality vindicated." 
      Justice Rhenquist, 
        joined by Justices Scalia, Kennedy, and Thomas, dissented. The Chief Justice 
        did agree, however, that "in the limited circumstance when drawing 
        racial distinctions is permissible," narrowly tailored remedies must 
        be used to "achieve a compelling state interest." He does not 
        agree that the law school's program is so tailored and states that the 
        "critical mass" goal is "a naked effort to achieve racial 
        balancing." Justice Rehnquist faults the Court's application of strict 
        scrutiny, particularly in the deference paid to the law school's judgment. 
        He notes that the law school purports to desire "critical mass" 
        in all of the under-represented groups; however, the admissions patterns 
        are very different for the various groups, which Justice Rehnquist finds 
        "inconsistent," with more African-Americans being admitted than 
        Hispanics and Native Americans. He also notes that the "percentage 
        of admitted applicants who were members of these minority groups closely 
        tracked the percentage of individuals in the school's applicant pool who 
        were from the same groups" and that this correlation must result 
        from "careful race-based planning by the Law School." 
       The Chief Justice 
        is also concerned about the lack of a time limitation in the law school's 
        consideration of race in admissions, noting that in other cases the Court 
        has required a definite time limitation because of the "invidious" 
        nature of race discrimination. He finds the law school's assurances of 
        wishing to stop consideration of race as soon as race-neutral means are 
        available to be "the vaguest of assurances" and the requirement 
        for a time limit has been "casually subverted." 
      Justice Rehnquist 
        ends by declaring that this case is "not merely a question of 'fit' 
        between ends and means. Here the means actually used are forbidden by 
        the Equal Protection Clause of the Constitution." 
       Justice Kennedy 
        also filed a dissent which avers that the Court fails to "apply strict 
        scrutiny." He agrees with Justice Powell's opinion in Bakke, 
        but does not agree that the Court has applied it accurately. He notes 
        that the Court has opined that the use of race in admissions is permissible 
        if it meets the second part of the test; that is, strict scrutiny or "rigorous 
        judicial review." Quoting from Richmond v J.A. Croson Co., 
        he notes that "[a]ny person, of whatever race, has the right to demand 
        that any governmental actor subject to the Constitution justify any racial 
        classification subjecting that person to unequal treatment under the strictest 
        judicial scrutiny."11 Justice Kennedy finds the Court's 
        deference to the law school's method inappropriate and the "concept 
        of critical mass . . . a delusion used by the Law School to mask its attempt 
        to make race an automatic factor in most instances and to achieve numerical 
        goals indistinguishable from quotas." He does not find the law school's 
        assurances of individualized evaluations to be "preserved at this 
        stage of the application process given the instruction to attain what 
        it calls critical mass." He uses statistical data to support his 
        contention that the law school's "[n]arrow fluctuation band [in admissions] 
        raises an inference that the Law School subverted individual determination, 
        and strict scrutiny requires the Law School to overcome the inference." 
         
       Justice Kennedy 
        also points out the use of the "daily reports" to "track" 
        the composition of the law school class so that it could be determined 
        whether a "critical mass" had been obtained. He considers the 
        consulting of these reports at the end of the rolling admissions process 
        to have ended any individual consideration of applicants' merit. Justice 
        Kennedy finds difficulty in assessing "the court's pronouncement 
        that race-conscious admissions programs will be unnecessary 25 years from 
        now." If this is intended to be a "self-destruct mechanism," 
        he feels that "the majority's abandonment of strict scrutiny undermines 
        this objective." 
       Justice Kennedy 
        ends by stating that "[i]f universities are given the latitude to 
        administer programs that are tantamount to quotas, they will have few 
        incentives to make the existing minority admissions schemes transparent 
        and protective of individual review." Although he agrees that it 
        is appropriate to consider race in the context of higher education admissions, 
        he is of the opinion that "[t]he Constitution cannot confer the right 
        to classify on the basis of race even in this special context absent searching 
        judicial review." 
      The Future: More Litigation 
        
       Many universities 
        and colleges, in Virginia and nationwide, will rethink their admissions 
        policies to conform to the principles articulated in Gratz and 
        Grutter. Some revamped systems for promoting diversity will probably 
        not be race-neutral and may be antithetical to individuals who are not 
        accorded admission. The remodeled programs will probably be more subjective, 
        in imitation of the University of Michigan Law School. 
      Few, if any, institutions 
        will continue to use or implement in the future any overt rating systems 
        that provide even the hint of rating preferences for underrepresented 
        minorities. A concerted effort to eliminate all affirmative action already 
        seems well underway. Some justices have predicted in their many opinions 
        on these two cases, and, indeed, some of them may happily anticipate, 
        that litigation will increase and will address de-facto situations as 
        well as de-jure circumstances on this very controversial and contentious 
        issue. Because litigation is costly, in money and in public relations, 
        some public higher education institutions may opt to be as safe as possible 
        in designing their admissions policies. 
      Concerns about racial 
        preferences raise many unpleasant and loathe-to-be discussed attitudes 
        and emotions. Thus, Justice Ginsburg's concerns about covert actions and 
        "winks, nods, and disguises" may ripen into difficult and antagonistic 
        issues that are hard to substantiate relating to the use of race in admissions 
        procedures.  
      Notes
      Footnotes use 
        Lexis pagination, which is subject to change pending release of the final 
        published version. 
      
      1 Regents of the 
        University of California v. Bakke, 438 U.S. 255, 287-320, 408-421 
        (1978). 
        2 Gratz 
        et al. v. Bollinger et al., 2003 U.S. Lexis 4801, *11-28. 
        3 Grutter v. Bollinger 
        et al., 2003 U.S. Lexis 4800, *12-26. 
        4 Gratz, at 
        *27-28. 
        5 Grutter, 
        at *25-26. 
        6 Gratz, at 
        *12-57. 
        7 Id., at *45; 
        Adarand Contractors, Inc. v. Pena, 515 U.S. 200, 224 (1995). 
        8 Id., at *57, 65, 66, 67, 83, 96. 
        9 Grutter, at *12-65. 
        10 Id., at *65, 70, 84, 98, 103. 
        11 Id., at *86; Richmond v. J.A. Croson Co., 
        488 U.S. 469, 493-494 (1989). 
       
      Virginia Legislative 
        Issue Brief is an occasional publication of the Division of Legislative 
        Services, an agency of the General Assembly of Virginia. 
      E.M. Miller, 
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        R.J. Austin, Manager, 
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        K.C. Patterson, 
        Editor 
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